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Western and Central Europe, 475 CE 1648 CE
Review Notes on Western and Central Europe, 475 CE 1648 CE
In general, European history from 475 CE to 1648 CE has been taught from the perspective
of Western and Central Europe with a tendency to see its culture as primarily Roman
Catholic Christianity and its 16th century offshoots. Some of this can be
explained by the adoption of Hellenistic culture and the desert religion, Christianity, by
the Romans and the expansion of the Roman Empire outside of the Mediterranean Basin. Part
of it is explained by literacy; history of written from documents and societies that
dont produce documents (or too few) dont have their own histories. Someone
else might mention them, giving us reason to believe they existed and, perhaps, even some
knowledge of what those people did.
Europe was larger, more complex, and influenced by events on other continents. It extends
to the Arctic Circle, to Iceland after that island was settled by Norwegians in the 9th
century, and eastward into Russia. Turkey considers itself European but, for many years,
was generally considered Asian. Many different peoples/tribes with many different
languages and daily habits and beliefs have inhabited this land mass. Events elsewhere in
China or Mongolia or in Eastern Europe bumped population into different places or wars
caused migration.
Having said this, we return to the Western Roman Empire and its successors. In brief,
outline form, however, for even this small piece of European history is very complex.
Roman Empire under Trajan, 117 CE
Source: http://en.wikipedia.org/wiki/File:RomanEmpire_117.svg
The Roman Republic fought defensive wars to secure its
borders from any threat; by about 30 BC, it had become an empire ruling the entire
Mediterranean Basin, reaching its greatest limits under Emperor Trajan.
Trajan
It ruled so many diverse people over so much territory that Diocletian, a year after he
won the emperorship in battle in 284, appointed a co-emperor, Maximian Augustus
in 285. Seven years later, in 293, he appointed two junior co-emperors, Galerius and Constantius,
thus dividing the Empire into four parts. Thus, there was no Roman Empire
after 285 and there were four after 293 CE. They shared Greek culture as modified by Rome,
Latin as the government language, transportation networks, weights, measures, money, laws
and courts, and a state religion[1] among the
other religions were tolerated. Flavius Odoacer deposed the last Western Roman Emperor,
Romulus Augustus, in 476. The Eastern Roman Empire survived until 1453 although Turks had
gobbled pieces for centuries.
Constantine
Unanimity did not exist. Although Emperor Constantine converted to
Christianity in 312 CE and, in 313 CE, the two Emperors, Licinius I and Constantine,
declared that this religion from the Asian desert be officially tolerated, it did not
become the government mandated religion for years. Even when it did, there were different
versions of it. Moreover, there were always other religions, including Islam and Judaism;
different groups migrated into the empire(s), diversity increased.
Source: http://commons.wikimedia.org/wiki/File:Invasions_of_the_Roman_Empire_1.png
The central authority of the Roman Empire slowly disintegrated in the 4th and 5th centuries
as people from Inner Asia migrated and fought their way into it. Lynn Nelson in his essay
Barbarian Invasions and Recovery[2]
provides a pithy description of what happened. Visgoths, Ostrogoths, Vandals, Angles,
Jutes, Saxons, Franks, Suebi, Alamanni, Burgundians and Huns entered the Empire over the
centuries and stayed, either as groups or through their DNA. The Huns from Asia began
invading and conquering all in their path beginning in the late 4th century.
They penetrated westward into present-day France before being turned back at Chalons in
451.[3] The next year, Attila invaded the
Italian peninsula but left before he took Rome. His losses at Chalons and an inadequate
supply system were telling. He died in 453. Although the Empire survived Attilas
invasions, it could not cope with so many disparate groups seizing local control. The
unity of Mediterranean world was destroyed when Roman Empire broke up. The Western Roman
Empire was gone by 476. The Eastern Roman or Byzantine Empire was centered in
Constantinople and extended into the Balkans, Asia Minor, Black Sea, etc. The third empire
was initially Arabic but eventually became Turkish.
Source: en.wikipedia.org
For 500 years, Western Europe was raided by outsiders, causing disruptions and genetic or
DNA mixing. Trade almost disappeared. The economy reverted to rural, even frontier,
conditions. Such characteristics of the Roman Empire as the use of money, trade, and urban
life broke down. The life of learning continued but with less intensity. This period was
the Dark Ages only in contrast to the Renaissance. Significant rallies
occurred during this time such as the Carolingian Renaissance or Charlemagne
Renaissance.[4] Charlemagne strengthened his
position by association with the Pope. The work of Charlemagne was largely undone by fresh
invaders from the north in the 10th century.
In the 11th century (1001-1100) the process of the
reorganization of Western Europe began. Secular rulers adopted the feudal system of
governance and the manorial economic system, achieving a degree of stability and security.
The Roman Catholic Church became the leading institution of the West. The Pope became
major a secular figure as well as a religious leader. Feudal institutions and Church
became so pervasive that they extended their influence into 12th century.
The term feudalism[5] came
into use in the late 18th century. It refers to particular organization of
society ending in various points in the countries of Europe. Modern scholarship does not
use the term feudalism but, instead sees political power and the economy as
being based on land tenure; almost everyone was engaged in agriculture. Europe was large
so there were variations from place to place. As the central authority dissipated, people
replaced it with more local rule, headed by elites which could command sufficient force to
impose their will.
The inability of the Western Roman Empire to adapt itself to the immigrants who came to
enjoy its benefits caused its dissolution and the rise of a ruling warrior class in
numerous and various parts of the old empire and its neighboring areas. These warriors and
their allies, the clergy, maintained their supremacy by force and tradition, living from
the labor of the peasants the vast majority of the population. The outstanding feature was
the contract between the ruling lord and his vassal. The lord was always a warrior in
ruling class. The vassal agreed to provide service to his lord. In return, the lord gave
him a fief, an estate-unit of agricultural income, tools, peasant serfs, etc. The fief was
a unit of agricultural income but also a state-within-a state which administered
justice, tax, tolls, military forces, etc. It became inseparable from political authority;
it became the new basis for political organization. The system regulated the
relations among the ruling class by imposing a hierarchical structure.
All fiefs were originally granted by king. William the Conqueror divided all England into
fiefs and gave them to his vassals in the process dispossessing the former English
holders. A vassal receiving from king could donate to lesser person if he wished in return
for his service. This process was called subinfeudation. Archbishops and bishops held land
from the king. They gave land to knights who performed military services which were
required of priests.
In practice, fiefs became hereditary. Male heir had to perform homage and take oath of
fidelity to his lord. A female couldn't inherit a fief because she wasn't a warrior, but
her husband could. Since the fief was granted in return for military service, the vassal
had to appear in person for judicial and social functions. The vassal had to provide
financial aid such as payment upon the eldest sons knighting, marriage of the eldest
daughter, and ransom if the lord was captured.
As European economy changed, as money reappeared, as middle class began to grow into
towns, kings began to consolidate power. Nobility suffered at the extension of king's
power, but gradual change helped.
The manorial system was labor attached to land. Land needed labor to work it. Under the
terms of this system, the peasant-serfs worked the land, providing food for the manor;
the rulers provided defense. The system included not only peasants-serfs but also
artisans. The peasant-serf had obligations and rights. He was not a slave, per se, but his
freedom was circumscribed. He couldn't leave of own free will but he could be sold to
another lord. Serf could pass his land tenure to his son. The average land holding was 30
acres. Fields plowed and worked in common. The layout of a community was houses built in
the center of land, fields around. The farm hand had to work in his lord's fields to support
the lord and the lords people. The serf was required to provide labor for bridges and
roads (corvée). He was free from military service except during sieges. He made payments
in produce. The serf was taxed if his daughter married outside of manor because the lord
would be deprived of her and her offsprings labor. The serf paid an inheritance tax.
A tallage (land use) tax could be levied annually or whenever money was needed. The serf
was obliged to pay bonaliter to use a mill, ovens, or wine press. The Roman Catholic
Church demanded a tithe (10%) and sometimes demanded more for construction projects.
The lords or vassals income was from the manor and this placed a heavy burden
on the broad peasants' back. Income from manor was income of lord whether cleric or
layman. The peasant supported whole temporal system as well as spiritual system. The lord
of the manor was responsible for keeping law and order. He protected serfs in times of
danger. His steward generally kept law and order. The peasant village was, generally, at
the foot of the castle. Security of the castle was paramount. Frequent holidays were
beneficial to the peasantry. The peasant population increased and more forests were
cleared for planting. The manorial state differed from the modern state because almost all
people were not legally free, having special obligations, and were subject to
idiosyncratic legal systems. Nevertheless, the system was the best that could be provided;
it prevented anarchy for it provided laws and rules.
The system left valuable legacies such as trial by peers(ruling class-primarily),
concept of limited sovereignty of king, mutual rights, guaranteed certain rights, ideals
of the code of chivalry (standards of gentlemanly conduct honor, loyalty).
Papacy and the Roman Catholic Church
At the same time the power of secular rulers ebbed, so, too, did the influence of the
Roman Catholic Church. Some argued that it was in need of reform, that it should not allow
clerical marriages, simony(the sale of clerical favors), the sale of indulgences,
forgiveness, and/or protection) sale of clerical offices. In other words, they argued that
it had been corrupted since its founding, deviating vastly from what had been taught by
its founders. In one way of looking at it, Western Christianity had become ungodly. It was
much like secular society.
To those who believed that the Church should be supreme, lay investiture-investing of the
clergy with the symbols of his spiritual authority by laymen (kings) was a problem. The
Papacy (which wanted to be supreme) objected because this meant that the king was
all-embracing. Who had the allegiance of the clerics, the Pope or a king? Many of the
Church hierarchy had a dual capacity; they were part of the ruling class possessing land,
vassals, and, even, military duties and did not focus on the spiritual life.
By last half of 11th century (1051-1100), there was a spiritual revival and the
rise of the papacy to significant powers and position. The Clumiae movement from monastery
of same name attacked the three evils above. In mid-11th century reform carried
to the English church by William the Conqueror.[6]
The Germanic king and Holy Roman Emperor Henry III worked to cleanse the papacy.[7] Strong Popes, especially Gregory the 7th,
changed the institution by regularizing the choosing of the Pope through the College of
Cardinals[8]. The election of the Pope was
taken from the hands of nobility to Rome. Gregory VII also attacked the centuries-old
practice of the clergy getting married; he and his advisors demanded the sole loyalty of
the clergy.[9]
The Holy Roman Empire claimed to be the successor of the Western Roman Empire which had
ended in 476; Pope Leo III crowned Charlemagne Emperor in 800 CE but it was not until Otto
I, the elected German king, was crowned Emperor in 962 that it really existed. Emperors
were elected, as was the German custom, and anyone with any pretence to power tried to
control said elections.
The strengthening of Pope and Church created a conflict between the emperors of the Holy
Roman Empire.[10] These Germanic rulers were
accustomed to having a large say in who became Pope. The issue came to a head over
question of investiture. Who was supreme over choosing the clerical head-temporal or
spiritual powers? Gregory VII asserted that only the Pope had the power.[11] Gregory won this battle with Henry IV in 1077 by
excommunicating him, an act which required all true believers to shun him. Henry trekked
to Canossa at the residence of Gregory VII in the northern part of the Italian Peninsula,
stood bareheaded in the snow for three days, and begged forgiveness. The two continued to
battle. In 1084, Gregory lost to Henry and retired into the exile in San Angelo. Henry
created Clement III who then crowned Henry as Emperor in 1084. Gregory was not pleased. It
took another half century before the issue was settled by compromise, the Concordat of
Worms[12] in 1122 between Calixtus II
(1119-1124) and Emperor Henry V (1106-1125). To wit, elections of bishops and abbots in
the Germanic kingdoms would be held in the presence of emperor or his representative.
Secular power was given by emperor, spiritual power to the Pope (Church).
The struggle continued by their successors. One famous struggle was between Henry II of
England and Thomas Becket, Archbishop of Canterbury, who was struck down at an altar of
Canterbury Cathedral by four knights in 1170. They had been good friends until Beckett
assumed independence of the king. There were very real struggles between strong monarchs,
whether English, French, or German, and the hierarchy of Church.
Under Innocent III in the 13th century, the Church reached the acme of
intellectual, spiritual, and temporal power. The Pope became temporal head of Italy. The
Pope was also feudal lord over numbers of kingdoms. King John of England became vassal of
the Pope as did many other kings. Innocent III was a brilliant administrator, and spread
himself from spiritual to temporal power. He improved money collection, laws, and courts.
He asserted that canon laws covered not only ecclesiastical matters but secular aspects
also. The Church was threatening the temporal power of Frederick of Sicily, John of
England, and others; Innocent III overcame these monarchs.
Two heresies threatened the spiritual power of the Roman Catholic Church.
Waldensianspread into Southern France and Low Countries. Catharism[13][1]-most
sinister, support from important ruling class, slaughtered those who took up these
heresies. Innocent III launched the 20-year Albigensian or Cathar Crusade (12091229)
to eliminate heresy in Languedoc. Spiritual ordersDominicans, Franciscans,
Cisterciansdid great deal to reform the life of the Church and to fight
heresies. The Churchs efforts to stamp out heresies in the 13th century
were much simpler than in the 16th because political and social conflicts never
joined with spiritual/theological issues. Western Europe remained united in the common
Roman Catholic Church. In some ways, it was a kind of Christian republic (Republica
Christiana) except, of course, for those areas of Europe controlled by Muslims and except
for the small number of Jews and other non-believers.
The Church continued to exercise intellectual and artistic power throughout the period.
Universities were started as a school to train clerics. Almost all people were illiterate
in Latin and in whatever local language but priests had the necessary ability to read. Any
person accused of a crime who could read Latin was allowed to plead benefit of clergy.
Clergy and those with benefit of clergy were tried in church courts which had no death
penalty. Secular courts were harder, more strenuous.
Medieval Christianity believed that the highest, the purest activity of a human was to
devote ones life to the worship of and service to God. Thus, theology was preeminent
in the high Middle Ages. The highest class or first estate was the clergy. Functionally,
those who were governed by the rules of a holy order, regular clergy (monks) had higher
caste than secular clergy. Regular clergy were seen as being more god-devoted than those
who served the common man, the hoi polloi, because contact polluted them. The clergy was
also subdivided between bishops and abbots, on the one hand, and ordinary priests, on the
other.
Theology was supreme in the university; philosophy was its handmaiden. St. Thomas Aquinas
summed up his arguments in Summa Theologica. He knew some P1ato and Aristotle and
combined this with orthodox Christian theology. Started with the assumption of God-given
truths and then used the deductive method of reasoning. The danger is in departing too
widely from fact and experience. He kept within those bounds. He was one of the great
philosophical systematizers of Western thought. He asserted that the human will cannot
wholly transform but can adjust.
Respectable work was done in science by clerics. The most outstanding was Roger Bacon, a
Franciscan friar, who did not question Church, but relied heavily on the secular
Aristotle. He tested some of Aristotles assumptions and criticized their veracity.
He believed in experience not reason to determine what is real. Rather than rely upon
deductions derived from revealed truth he relied on inductive reasoning. He
did work in optics of significant interest.
Architecture
The Church persuaded its believers to build churches, including monumental cathedrals, to
the greater glory of God as they put it. To deny the church funds was to deny
God, so the argument went. Churches were the public buildings of the medieval
period and usually the only buildings that survived. Church architecture illustrates many
areas we see seen in other parts of the culture. They used inductive reasoning on
building. If it worked, it was copied; they were pragmatic. The 11th to 13th
centuries were important in art, monumental sculpturing, breaching great spaces, and
ecclesiastical building.
Romanesque was the style from 1000 CE until 1150 CE; the Gothic style began about 1150 CE
and lasted for the next three of four centuries. Gothic was more northern than Italian.
Romanesque was related to Eastern Byzantine and northern barbaric styles. Northern
barbaric styles were full of eccentricities, asymmetrical, and dissolving silhouettes.
There was more variety than unity and many regional variants from the Roman style. No
styles were identical. It used church towers, rounded arches, and compounding of vaults.
Arches and buildings were not precise and sometimes faulty. The Leaning Tower of Pisa
leaned from the beginning. They didn't care if it leaned. Much was left to improvisation.
Many churches fell down; they had to start all over again. Romanesque churches are
picturesque and lovable. Their parts are delicate rather ponderous. The use of colors was
common. The plan of it is that of a Christian Basilica, a functional plan.[14] Romanesque churches are profusely adorned with sculpture,
generally religious, done on a commission basis. In the north, they borrowed from books
and used mythological animals, called bestiaries. Many of the pieces of sculpture were
hideous. They were not concerned with beauty, but with the telling to the Christians the
story of what would happen to them if they did not behave as the Church wanted.
The Gothic style originated in 12th century France on the Île de
France. Northern France remained the center for this style for 150 years. It was a region
of rich soil with strong efficient government, thus bringing peace for awhile. Farmers
became wealthy along trade routes. Surplus wealth facilitated building large, expensive
buildings. Paris had the university where St. Thomas Aquinas worked and studied. French
Gothic is the expression of the philosophical concept of harmonious balance of each part.
Every part had to be examined as to its rationale. Building a cathedral required knowledge
of the Christian understanding of the world. Gothic is a misnomer. Gothic reflects the
freedom from Rome. It reflects the Northern barbaric style, the effect of pointed arch and
ribbed vaulting. Amiens Cathedral had much glass and stone. Stone roof which is partly
supported by flying buttresses which don't block windows. The Cathedral, dedicated to the
Virgin Mary, was completed in 60 years. Gothic is very ornate, complex. We know the names
of the master builders, but nothing about how they recruited labor or anything else.
Amiens Cathedral
The plan of these churches is Romanesque, more or less. Amiens was
built inside a town. The important facade was built on the west side of square. To
construct such a church was daring for it used less mortar per cubic area and a pointed
arch to control the thrust. The Gothic style spread in the 13th century as did the Church.
Economic and Social Changes in the Middle Ages
Industry and commerce revived and towns arose[15]
with commerce occurring first. There was much interaction among all three. Most of the
towns were new. European civilization expanded. Commercial activity revived first in the
Mediterranean because it had never ceased there. Constantinople, city of a million people,
had to trade to survive. The Crusades (1096-1272)[16],
Roman Catholic military invasions of the Holy Land to wrest control from Muslims, helped
commerce for it brought western and central Europeans into contact with eastern Europeans
and Asia Minor. Merchants from Genoa, Pisa, Venice, supplied English, French, and other
Crusaders in order to get rights to trade. These merchants prospered in supplying
Crusaders and trading with Orient. Commerce spread west to Marseilles and inland. The
region of the Lombardy plain took lead, followed by the cities of Pisa and Venice. Soon,
trade breached the Alps into Northern France and Germanies, spread to Holland, and across
the English Channel to London. Then another trade developed in the North to supply other
commodities than the Piedmont and Mediterranean products. The demand for Flemish woolens
caused them to import raw materials (wool) from England. English wool was of finer
texture. Flanders became a region of weavers and fullers in 12th century, a
source of wealth for many towns.
Commerce into the Baltic Sea region was promoted by Hanseatic League
(German merchants) formed in the early 13th century. It served as an
intermediary between Eastern and Western Europe. The Leagues east was a frontier;
its merchants had to establish their own posts. Fur trading was important.
Towns were born or grew. Industry stimulated migration to towns. Many
were runaway serfs. If a runaway serf resided in a town for a year and a day, he was free.
Towns developed their own economy. Merchants developed their own law, "jus
mercatorum." They established separate tribunals, organized a town group to levy tax
for defense and improvement. They assessed the tax according to individuals wealth,
that is, a progressive tax. It was collected by the town council and magistracy. Townsmen
sought charters from lords of the region. Some lords saw the rise of towns as another
source of revenue and gave charters upon receiving a payment. The towns could play one
lord against another to secure a charter or to improve its conditions. Some members of the
town formed a new class called the third estate. Civic pride pervaded medieval towns.
Town life was inimical to peasant life. Town-rural conflict has been
going on ever since the rise of towns. Prices of fuel and food were minutely regulated.
Wages and production were controlled by the craft guilds, corporations enjoying the
monopoly of practicing their craft in accordance with regulations set by public authority.
Purpose was to protect members by assuring monopoly of their particular craft. Towns
controlled price and quality.
People sought stable conditions in a stable industry. The medieval attitude tended to
limit initiative and individual progress. Stability, not change, was the ideal. Merchants
came from a period of anarchy and were trying to establish themselves. The typical craft
guild structure was masters, journeymen, and apprentices. The Master owned the small shop,
tools, and products. They were small capitalists. A journeyman was on his way to becoming
a master; he had no shop or tools. The apprentice was learning the trade; he was protected
against malpractices. In towns which produced material for export like the cloth towns of
Flanders, the workers organized in guilds were only wage earners. Merchants obtained raw
materials, put out for spinning to one group, fulling[17] to another group, weaving to another group, dyeing to another, etc. He
owned it, paid to have it worked into finished product, then traded it through the routes.
Those engaged in making export products had not as much protection as other guilds. They
engaged in strikes and other forms of protest. Trade experienced boom periods and
depression. The periods of anarchy in this organization explain why some guilds clung to
their organizations.
Towns affected agriculture and the peasant-serfs. Provisioning these cities led to
increased agrarian activity; land was utilized that hadn't been before. Villes neuves[18] in uncultivated lands used to build
agrarian towns. Landowners lured men by the promise of rent payments and exempting people
from the old manorial dues. The free peasant who appeared in many of these agrarian towns
received charters and enjoyed same legal autonomy as the industrial towns. Some towns
emerged in frontier locations. The status of the new towns affected the serfs of
neighboring manors. They agreed to pay quitrents (cash payment for their work) which
released them from the old manorial payments/regulations.
By 1200, serfdom had virtually disappeared in Flanders and was disappearing in France.
Serfdom survived only in places remote from trade. It died out in areas where industry and
commerce flourished. In conservative and backward Russia serfdom began in the 18th
century, however.
Age of Renaissance in Western Europe
Leaders of the Renaissance thought of themselves as modern, as making a complete break with
the past but this was inaccurate. There was a shift in attitude, intellectual activity,
and the arts but it was spread over several centuries. Learning revived in the 12th
century. Trade and the money economy began in 11th and 12th
centuries. Contrariwise, some medieval systems continued far past the Middle Ages. England
didn't revamp its economy and its courts until the 19th century. The Christian
view of the Middle Ages was not challenged until the 18th century. Earlier
historians limited the movement to the intellectual emphasis which began to take place but
that view is too limited.
Economic and Social Changes
There was no sharp break. Little change occurred in the manner and spread of land or sea
transport. Distant communications depended largely on horseback and caravans. Wheeled
vehicles were used for short distances because of the lack of good roads. For sea
transport, sails were modified but oars were still in use. Ninety percent of the
population lived from the soil. Only half dozen cities exceeded 100,000 populations. The
bourgeoisie (town-dwellers) were a small minority but they were a dynamic element in
European society; their influence was far out of proportion to size. This middle
class still lacked wide recognition, for much of the medieval law recognized only
three classes-lords, clergy, peasants.
Class structure and social mobility changed by the 15th century. Nobles had
more political power than the middle class but were losing military power. The clergy was
hardly social and economic class; it enjoyed a separate legal status with certain
privileges and immunities, such as only being bound by canon law. Members of higher clergy
owned land and were feudal vassals with obligations to a lord. The positions of abbots and
bishops were often filled by members of the nobility. The parish priest frequently came
from peasant class, often a bright peasant son. These priests were no better off than the
peasants they served. They, of course, were the front line of the Church.
Middle-class towns had even less homogeneity. Both the upper and lower middle class were
lumped together as bourgeoisie. The special quality of the bourgeois was being a man on
the make, expanding, q professional. All such occupations were subversive to the
established order. The discovery of the New World brought inflation as gold and silver
poured in from Peru and Mexico, inflating the currency, and creating hardships on those
with fixed incomes. Lawyers investigated feudal charters so that the king could take away
special privileges of nobles. Townsmen were a revolutionary element in Europe. The economy
expanded so rapidly, it was almost a revolution. New industries such as printing, cannon
founding and silk were created, in part, because of explorations. The New World became a
vast hinterland, an extension of Europe. The expansion of the European economy was chance
rapid but little understood. The pace was very different from what Europe had experienced
in centuries and it squeezed static structures. For example, some landowners converted to
sheep runs, forcing peasants off the land, so they could sell raw wool to the cloth trade.
Lesser nobility often racked by money lenders and usurers. It was difficult for the
average person to understand the changes. Few understood or believed in progress; they
were conservatives, seeing change as a worsening of life. Characteristic was Sir Thomas
More, Utopia, wherein he condemned change, blaming it on Christian failing. The
money economy caused the development of banks and sophisticated devices to handle the
expansion of business.
Political Changes in 1500 and thereabouts
Similar to the tempo of change of economic and social conditions, the
political change was not sharp or abrupt. Europe wasnt unified, in spite of the
claims and hope of the Holy Roman Emperors. There existed many independent states with
distinct boundaries and kings at the head who were competing for power. They
werent as absolute in power as would later be, for these governing units were still
linked with the medieval past, which set limits. Monarchs were stronger than before and
the feudal nobility was greatly diminished and would become even more so as rulers found
more ways to emasculate them. The peasants were burdened no matter who ruledmonarch,
feudal lord, or clergy. Whenever it appeared that a ruler who could rule, the middle
class (bourgeoisie) backed him for despotism was better for business than feudal
anarchy.
Who should rule is a constant question, of course, and whoever rules seeks justification
in some kind of theory. In the latter half of the 16th century, Jean Bodin [19](1576), in De Republica, provided
a secular justification for monarchical rule. He asserted that power is expressed in an
association of individuals and their possessions ruled by a sovereign power, who,
according to reason and the essential manifestation of sovereignty is to make and enforce
laws. He cannot be bound by what he makes, because king made the laws. He is bound by the
law of reason of nature, the divine law common to all nations; he is bound by constitution
of the State. Bodin reflected Roman and medieval tradition. The trend was towards strong
centralized power/government, providing authority and order first and liberty second. This
tendency was exemplified by Italian states.
Background of Italy
Hohenstaufen rulers sought to extend their control over northern Italy but failed (11th
and 12th centuries). By the 13th century (1201-1300) Italy was free
from Germanic domination. Northern cities were independent. The Papal States were no
longer threatened by foreign encroachment. The Kingdom of the Two Sicilies had passed from
the German line to the French Angevin line. After 1300, city-state history is important
for Italy was only geographical expression and not a country until 1861. In the northern
part of the peninsula, Venice, Florence, and Milan were the major cities. By 1500, these
three had become the cultural centers of Europe as their mercantile wealth accumulated by
international trade provided the funds to subsidize cultural activities.
Merchants had taken full advantage of their geographical position and had traded in
luxuries, for such brought the highest value for their weight. Later other imports, such
as fruit, cotton, silk, and perfume were added. Milan on the Lombardy plain became the
center for trade between Italy and North, as well as for goldsmiths. Florentine artists
refinished and dyed cloth from Flanders and were masters of the tooled leather industries.
Venice became a ship building center and was the most important port of Italy. It was
famous for its glassworks, particularly Murano glass. Northern Italian cities experienced
a major industrial revolution. Money lending became banks, replacing the money
services which had been provided by Jews because Christians were forbidden to charge
interest on loans. The Church objected to loaning money at interest (usury) because it
asserted that doing so taking advantage of people in need. That the Church loaned money at
interest was seen as different because the profits were spent by the Church to maintain
itself and do good works. Florence took the lead. The Florentine gold piece, the florin,
was the symbol of the wealth of Florence and highly sought in Europe and in the
Mediterranean. Italian bankers worked out the fundamental techniques of capitalism such as
partnerships, double entry bookkeeping, and investment capital. Religious scruples against
the taking of money gave way to needs of commerce and of the Church to finance trade,
industry, wars, and such.
Trade led to commercial and political rivalry. Each city reached out to bring rural areas
into its power. Rich burghers invested some surplus in rural land, often country estates
for prestige. By 1300, nearly all the rural land was owned by these burghers or lords who
delved in trade and industry. One result was the disappearance of manorialism;
serfdom was replaced by wage system or sharecropping. Agriculture changed to cash-profit
basis, supplying city market from surplus.
In these urban republics or city-states, actual authority resided in rich merchants known
as grandi. The old patriciate of nobles and burghers possessed prestige of having led
city-state away from the domination of Pope or emperor. The nouveau riche was eager to
harness state policy to further own interests. In Florence they were known as Fat people,
popolo grosso, in Florence. Below these were the plain people, populo-artisans, guild men,
and the middle class of burghers. They opposed the economic imperialism of populo grosso,
but sided with them rather than the grandi or the popolo minuto. Most numerous people were
the popolo minuto.
Between 1300 and to 1500, the classes struggled among themselves for relative position and
wealth. Venice was the exception for the merchant families ruled under a republican form
of government. The Doge was elected from one of the ruling families. The populo grosso
were strong enough to exclude the grandi from office by admitting some of the populo to
minor office. In 1378, successful rising of the popolo minuto, the Revolt of the Ciompi,[20] was short-lived proletarian rule. By 1382,
the populo grosso was back at head of states until 1434. Cosimo di Medici[21] relieved them of their power de facto not de jure. Medici
family was the uncrowned head of the Florentine state.
In the interest of security and peace, upper class chose One person in which to put all of
the power, podesta[22]. The chaotic
condition of Italian city politics encouraged a strong man to take control of the city.
Milans bitter warfare between nobility and the people led to the rise of two groups,
the Della Torre[23] and the Visconti[24]. The latter won and ruled to the middle of
the 15th century. They were harsh, cruel, and prone to assassinate one another.
They patronized the arts to gain prestige. After last male died, Francesco I Sforza[25] took over, married a female
Visconti, and patronized the arts tremendously.
The government of the city-states on the Italian peninsula were often more rational than
the Northern states. They were social laboratories with the first graduated income tax,
public works programs, and first census. They were less bound by traditional, moral laws.
Public morality was different from private morality. Niccolò Machiavelli[26], The Prince, defended what was rather than
what should be. Acts of clemency, morality, and justice were second to the interests of
the state. So much for traditional Christian morality.
South of the northern city-states lay the Papal States, for the Bishop of Rome was also a
secular ruler. This temporal area of the Popes could not be isolated from the North from
1305 to 1378 when the Popes resided in Avignon (sometimes called the Babylon
Captivity)[27]. The Great Schism[28] followed, lasting through 1417. Two popes
and then a third, the first John XXIII, were elected and consecrated as Pope while
Christians in Western Europe fought to insure that one of their own would lead the
universal church. The Papal States were attacked by neighbors and Roman
nobles. Rome became a provincial city. Popes returned and the city started recovering. The
Papacy weakened by schism and Conciliar Movement,[29]
which asserted that the Council was final authority. Not until the mid 1400s did the
Papacy recover. Strong popes used temporal methods such as war to fight their neighbors.
Further south on the peninsula, The Kingdom of the Two Sicilies had been divided in late
13th century when the island of Sicily was captured by the King of Aragón. The
capture of the fa11 of the Eastern Roman Empire by Ottoman Turks in 1453, led to the
decline of brilliant civilization under Roger II, Norman king[30]. With the great revival under his grandson Frederick II,
the Kingdom was converted it into a modern state with centralization and a
brilliant intellectual life. Trouble plagued the Kingdom as outsiders intervened, rugged
mountains fostered isolation is area; peasants were landless; landowners hired pug uglies
(Mafia, Black Hand) to maintain power, and factionalism was rife. Commerce failed to keep
pace with northern city-states. By 1500, it became a backward area. The House of Aragón
became the ruling house over Spain and Aragonese rulers were able to exert influence. The
Kingdom of Two Sicilies was going to play an important part in the politics of Italy.
Mercenary armies and strife kept the states apart. A disunited Italy escaped invasion
because neighbors were otherwise engaged. The French fought England and Burgundy in the
100 Year's War. The Iberian Peninsula fought the Moors. Each was trying to force influence
on other Christian states. The German states suffered from terrible internal strife.
In this period, the first balance of Power system developed, a group of independent states
trying to keep each other from becoming too powerful in Italy, Florence and Milan alliance
with Kingdom of Two Sicilies against Venice and Papal states. The alliance system weak
against foreign invaders; England, Spain, France, once united, were able to look elsewhere
for expansion. The Italian Peninsula offered the chance to divide and conquer; it began in
1494, Charles VIII of France led expedition into Italy as far as Naples. The
invasion collapsed in 1496 as the result of disease and bad organization; foretaste
of what was to come. Italy in the 16th century became a battlefield between
France and Spain. The Italian states used as pawns during these wars.
France, by 1500, had become one of the leading European powers; it was the largest
territory in Western Europe under one ruler. By 1453, it had won the 100 Year's War[31]. English kings since William the Conqueror
had possessed French feudal lands. The 100 Year's war began when Edward III pursued his
legitimate claim to the French throne over the claims of Philip of Valois, the choice of
the French nobility who would not tolerate an English ruler. It ended as a war between two
nations. It created nationalism; national feeling was aided by the moat: that was
the English Channel. The French crown was aided by the rise of the middle class in towns
who sided with the king because he meant security. France had geographical and climatic
advantages and a rich soil. France prospered in spite of the war. Charles VII (1422-61)
had a weak character but was surrounded by able people (the Well-Served). Joan
of Arc, whose military feats insured the coronation of Charles, is also a symbol of French
nationalism. During his reign, the English driven from French soil and the first permanent
army was created and a military supply system was created. Militaries consume vast amounts
of funds. The Estates General voted the first land tax, the taille. Once levied, it became
permanent. Finances were put into order by Jacques Coeur[32]. The monarch was strengthened in the secular realm but also in Church
affairs. The Pragmatic Sanction of Bourges[33]
(1438) granted the French or Gallican Church a large amount of autonomy. The
French king exercised substantial degree of control over church in France and enjoyed a
high degree of freedom from Papacy.
Louis XI improved the things that Charles had started, pursuing broad economic policies.
He was a good administrator. He extended the royal domain with his victory over Duke of
Burgundy, Charles the Bold[34]. He took part
of the Low Countries. The remainder passed to the House of Hapsburg when Duke's daughter
Mary of Burgundy married Maximilian and he agreed to defend it. Maximilian was heir to the
Holy Roman Empire. The Angevin Louis XI assured the direct annexation of Brittany by
marrying his son to the heiress of Brittany. The grateful people of France allowed Louis
to proceed without much interference. At one meeting, the members of the Estates General
said that the king could rule without them, that he could levy taxes including the taille,
aide (an excise tax), and the gabelle [35](salt).
These taxes produced the necessary money for diplomacy and war but stepped on liberties.
There was a steady encroachment upon municipal liberties, feudal rights, etc.[36] on the other hand; he sought support from
the Pope by repealing the Pragmatic Sanction 1461.
The Estates General declined under Louis XI. There were three Estates in France, the
clergy, nobility, and commoners. Nobles had to attend it as service to king. There were
different ways of choosing who went to the Estates General. The Estates General was an
advisory (not a legislative) body which the king expected to support him. He wanted
approval of his line of conduct; he wanted as many people as possible to support his
policy. When Louis XI died in 1483, the royal authority was paramount and buttressed by
permanent army, permanent taxes, institutional support, and encroachment of liberties.
Estates General had been called only once. France was on its way to becoming
a strong centralized state.
England was a power to be reckoned with even though it had been weakened by losing to
France and then the War of the Roses[37],
when the House of Lancaster fought the House of York. It was an anarchic period. The
English middle class welcomed the peace and security the Welshman Henry Tudor (Henry VII)
brought when he defeated Richard III on Bosworth Field in 1495. His claim to the throne
came via his mother of the house of Lancaster but he wisely married Elizabeth, daughter of
the House of York. He created the Star Chamber[38]
as the only way he could prevent certain nobles from continuing anarchy was to bring them
to court. He created the foundation of powerful monarchy not based upon standing army
because of English Channel. Tudor power rested on popular approval. Parliament had
developed into intricate part of the Constitution and developed a life of its own. It had
taken its present bicameral form and become a truly legislative body with power of
taxation. The boundary of power between Parliament and the monarchy was always disputed,
of course. A king who wanted to levy a tax had to go to Parliament (Commons) for approval.
Popular monarchs with popular program could handle Parliament. By time of Elizabeth I's
death England counted as major power, one that could and did resist Spain.
Spain[39] was a geographical expression
containing several kingdoms but which was finally virtually united by the wife and husband
team of Isabella of Castile and Ferdinand of Aragón. The Moors were conquered and driven
off the Iberian Peninsula at Granada[40] in
January 1492. The Peninsula contained the kingdoms of Portugal, Castile, Aragón[41], and Navarre. It would not be until the
accession of their daughter, Juana la Loca that both kingdoms had the same monarch but
Juanas parents took measures to create some unity while each administering the
affairs of their respective kingdom. Close relations with the Church allowed them to use
the Inquisition to seek uniformity. They followed a common economic policy as much as
possible. Augmentation of monarchical power was facilitated by commerce and revenues from
the New World. See Donald. J. Mabry, Spain,
1492-1598.[42]
Portugal,[43] the tiny kingdom on the western
shore of the Iberian Peninsula, was established as a kingdom in 1139 by its leader Afonso
Henríques; recognition came from King Alfonso VII, king of León and Castile in 1143 and
Pope Alexander III in 1179. By and. By 1249, its borders were set with the Moors having
been driven out of the Algarve in the south. It is the oldest nation-state[44] in Europe. It was also the first nation to
make contact with the Far East, directly. Its explorers gave it claim to Ceuta, the
Azores, Brazil, Macau, Goa, Ormuz, and Malacca. Portuguese independence disappeared from
1580 to 1640 because the Spanish king, Philip II, the son of a Portuguese princess,
invaded and took control, and had himself crowned Philip I of Portugal.
Three distinct religious groupsJews, Christians, and Muslimslived on the
Iberian Peninsula in relative peace until the Crusades. Muslims invaded in 711 and
conquered most of the peninsula but tolerated Jew and Christians as fellow people of the
Book, the Old Testament. Learning and culture flourished. The Christian crusades against
the Moors excited Spaniards against Jews and Moslems and they became intolerant. Religious
conflict agitated by merchant conflict. The policy of persecuting non-Christians became
popular. To be Spanish was to be Christian according to Spanish nationalists. Portugal was
not so intolerant.
Germany, a geographical expression, was a bewildering patchwork of independent
states/countries varying in size, complexity, and importance. It was the center of the
Holy Roman Empire which was none of these three things but a collection of duchies,
counties, two kingdoms (Denmark and Hungary), many autonomous groups, a large number of
bishoprics (which were secular powers as well as religious institutions), a large number
of free towns (granted independence by royal charter, and knights with autonomous powers
living in their Rhineland castles. The northern Italian states excluding Venice were part
of it for a time. The head was traditionally a Hapsburg. The Emperor was elected, but the
policy was to keep the crown in Hapsburg family who had established dominance and who were
beginning to think it belonged to them.
Source:www.vlib.us/medieval/lectures/hundred_years_war.html
The Emperor/king had prestige but little power, which came from
hereditary Austrian power and the Low Countries by marriage. Within the Empire, war was
endemic because emperor failed to raise the money necessary to keep order. Free cities
formed alliances to protect their commerce. The Swabian League, established in 1488, was a
confederation of bishops, principalities, knights, and cities which asserted that the
Emperor had to consult them, that he could not impose his rule. Such was not the view of
the Emperor Maximilian.[45]
As a result of this weak central authority, there was more tension there than the rest of
Europe. Peasants were rebellious. Some of the Germanic upper class began developing
nationalist attitudes. They directed their hostility against the Roman Catholic Church,
which was Italian. They expressed a willingness to follow anyone who would defend the
Germanies (prostrate) against Italian harpies. They believed that the Church hierarchy was
draining money from Germany through indulgences, and the temporal undertakings of the Pope
and the bishops.
The Renaissance
European culture became less collectivist as it was in the Middle Ages
and more individualistic. People became more acutely aware of their own genius and faith.
Benvenuto Cellini[46] showed no modesty in
describing a button or morse he made for Pope Clement VII. This sense of the consciousness
of the liberation of the individual doesnt mean that everyone changed attitudes nor
did those who change believe in the people. Instead, the humanist, artist, and
man of letters believed in a privileged class of talent, of intellect. From the
Renaissance, the West inherited the idea that careers should be open to talent. Humanism
is a cover-all term; the beliefs of humanists were neither worldly nor religious. The
humanist did not accept the rationalist view of the universe but rejected medieval
cosmology. An individualist, he did know what he wanted; he was not a scientist in the
modern sense but a person committed to scholarship, to Greek and Roman literature.
Interest in the classics never died but had become somewhat static as theologians
dominated intellectual life before the period of the Renaissance. Medieval scholars had
little access to the original classical texts but the fall of the Byzantine Empire[47] in 1453 brought many Greek scholars and
texts to Italy. Pure Latin was revived by Manuel Chrysoloras[48]. Both literary and artistic activity came first in Italian
city-states. Their extensive commerce begat wealth. The wealthy aristocracy supported
culture. By end of 15th, humanism had spread to the North.
Literary outpouring became greater than ever before. The invention of metallic, movable
type using a wine press by Johannes Gutenburg eliminated the need for human copiers.
Gutenburg published the Bible, a smart move because so many literate people would want to
read it.
Printing quickly spread to other lands, such as Venice. Humanists were interested in
publishing Greek works in Greek. Incunabula[49]
were books, pamphlets, or broadsides of a certain kind, in the infancy of printing,
printed from 1450 to 1500. Literary production increased with the establishment of
libraries. Florence had the Medici library. The Papal library in the Vatican used copiers
to copy manuscripts he could obtain himself.
Printing stimulated the growth of vernacular literature and the
humanist revival of Greek and Latin. By the late 13th century, Italian poets
were writing love lyrics in troubadour style, copying the French troubador. The most
important poet was Dante Alighieri[50]
(1265-1321), a transitional figure because he was medieval in his religion but his Divine
Comedy shows respect and appreciation of early writers such as Virgil, Homer, and
Cicero. He supported laymen and townsmen in his anti-papal, De Monarchia[51], a work wherein he
refuted papal supremacy as stated in the Papal Bull, Unum Sanctum[52], and upheld monarchial supremacy. The Italian
writer, Francesco Petrarch (1304-1374)[53]
wrote in the Italian vernacular in his Sonnets to the Life and Death of Laura. He
inspired a group of admirers and students, one of whom was Giovanni Boccaccio[54] (1313-75), The Decameron[55].
National literature became popular. Geoffrey Chaucer, Canterbury Tales and
Edmund Spencers, The Fairie Queen were English writers.
Humanist writers used the vernacular (the everyday language spoken by
the people) to create a literature of the here and now, of life, instead of the religious
writing Christianity used. Petrarch saw Cicero as the perfect Roman writer. Boccaccio was
enthusiastic for the classics. The study of the work of the ancients had some non-literary
consequences, for it encouraged the tendency to seek natural not supernatural causation of
events and to base political theory on observed instances rather than theology. Italian
humanists learned to discuss man, nature, and such from different points of view eschewing
the official Christian ideology. Lorenzo Valla's investigation of Emperor Constantine's
letter of authority to his successor proved it was written in the ninth century rather
than the fourth.[56] Very few humanists'
writings in Latin are important today. Plato became the philosopher for the humanist.
Humanists admired the foundation of an Academy which taught the philosophy of ideal truth
and beauty. Baldassari Casligtiona's Virtue sums up the talents of a gentleman
whose skills embraced heroism, artistic, man1y, and intellectual.
Renaissance architecture borrowed from classical architecture. Fillipo Brunelleschi[57] was the first great architect of
Renaissance. He was daring in his design. His dome in Florence was 150 feet in diameter
(the last one of that size was the Hajia Sofia in Constantinople). It was almost vertical
at the top. His Pazzi Chapel used classical component parts, round arch, and the use of
columns mounted one classical temple upon another. In essence, he recombined classical to
found a brand-new style.
Whereas prior images tended to be iconic (flat looking), Renaissance
artists began using perspective and painted non-religious subjects as well. The work of
Jan Van Eyck (c.1395-1441), the first great artist of the North from Flanders, illustrates
this. Van Eyck served Duke Philip the Good of Burgundy, who paid him very well, and also
took private commissions. He used oil paint, canvas, sometimes wooden panel, and mineral
paints. His cobalt blue was famous. He was the first great master of mode of total visual
effect, using an enormous amount of intricate detail. His portraits were excellent
portraits and highly valued. His Arnolfini Portrait, a depiction of the Italian merchant
Giovanni Arnolfini and spouse, is a signed masterpiece. Van Eyck signed it in the mirror
behind the couple.
The High Renaissance of the 16th focused more on Idealism.[58] Neo-Platonism started in Florence at the
Academy then moved to Rome. The Academy fostered the cult of love and beauty with
religious significance. The giants of the High Renaissance were Leonardo de Vinci,
Raphael,[59] and Michelangelo in Italy and
the Germans Albrecht Dürer and Pieter Bruegel. De Vinci created the painting and
sculpture style of the High Renaissance. He collected many things within his visual
spectrum. His ideas were close to people of today. He used deductive reasoning and was an
acute observer. He exercised great control of his figures in his paintings. He
experimented with waterproofing and oil and tempra. In his Last Supper, he painted
at the point when Jesus said One of you will betray me." He shows the
astonishment and self-examination of the group. In the painting, the windows and the
perspective of walls focus on Jesus. Raphaels Stanza della Segnatura, a
Vatican room used for signing documents, depicts both the Classical age and Christianity.[60] Michelangelo designed the Great Dome of St.
Peters in the Vatican State. His Sistine Chapel frescoes deal with Creation, Wrath of God
at Adam and Eve, and Noah. Dürer worked with precision engraving. Breughel depicted the
brutality of the Inquisition.
Reformation
Ideas are seldom static and thinkers had been chafing at some of the ideology of
Christianity in western and central Europe. The Lollard movement in England and the
Hussite movement in Bohemia were foundations of the Reformation. The Roman Catholic Church
was subject to all the tendencies which came with the decline of medieval society. The
clergy became more worldly and secular. John Wyclif in England insisted that the Bible
alone was the true source of Christian knowledge in opposition to the Roman Catholic
Churches view that Church tradition was also important. He promoted a movement to make the
Bible accessible to everyone. The Lollard Movement[61]
was an unsuccessful peasant revolt in 1381; its leaders were punished for the nobility and
clergy would not tolerate any challenge to the status quo. The movement influenced John
Hus (1369-1415) of Bohemia who denounced indulgences and the supremacy of the pope in
spiritual power.
John Hus
John Wycliff
The locus of power was an argument within the Church itself. In
temporal matters, it was a King versus the Pope. In spiritual matters, there was the
Spiritual Church (all believers) versus the Pope. The Hussite wars in the 15th
century were a nationalistic, religious revolt against the Roman Catholic Church. German
kings. Peace was restored but Bohemia remained a heretic state. Nevertheless, Wyclif
influenced Hus who influenced Martin Luther.
Economic conditions added to the Reformation, for much learned inquiry
came as a result of new capitalism. Wealth created leisure time to contemplate or to fund
those who did. The acquisition of wealth by merchants and such was not a product of
religious belief and, at some level, they knew it.
Why did Protestantism succeed in some areas and not others? Not all
Northerners accepted Protestantism, nor did all Southerners reject it.
It succeeded in England but not Ireland (in part because of
anti-English sentiment). It largely succeeded in the Low Countries but failed in France.
Where it came to be the in group feeling, it succeeded. In 16th
century France, it succeeded partially. The very influential theologian John Calvin (Jean
Cauvin) was French but Protestantism made converts only among nobles and upper merchant
class; it did not catch fire with peasants, monarchy, and intellectuals. The nobility
could not get their own peasants to agree with them. The French crown and its supporters
had nothing to gain from split with Rome. It enjoyed privileges from the Concordat of
Bologna (1566); the French king appointed bishops and guided the money which flowed to the
Papacy from France. In essence, the Church was not universal; in France it was French.
Most Frenchmen did not identify being Protestant with being French. For the Dutch,
Protestantism meant patriotism whereas loyalty to Catholicism meant conspiracy with the
Roman Catholic enemy. The Dutch were more worldly and wealthy because they supported
themselves from the sea, fishing and trade but the southern part of the Low Countries
remained Roman Catholic under the domination of Spain.
John Calvin
Who became Protestant is not easily explained. Protestants were not
necessarily modern or progressive. Luther's individualism was not that of the 19th
century the l9th. Calvin and Luther were not secular and rationalistic in spirit. Both
believed in hierarchy, the necessity of its domination, and the irrational. Such men were
the last medieval effort to justify God's way to men. Not until later did Protestantism
turn modern in spite of itself and its leaders. Some people remained Roman Catholic
because their rulers did just as others became their rulers became Protestant. Very, very
few people were acquainted with Christian theology, much less understood its complexities.
Even the clergy disagreed.
Martin Luther Source: www.covenanter.org/Luther/martinluther.htm
Although there were rumblings long before his time, Martin Luther
(1483-1546), an Augustine monk, was the immediate impetus for the Reformation. He was the
son of a mine owner from Eisleben, Germany whose father sent him to school, wanting him to
become a lawyer. By 1505, he had earned a Masters of Arts degree from the University of
Erfurt and then began his legal studies. His fear of a thunderstorm changed all that for
he was so terrified that he promised to St. Anne, the grandmother of Jesus, to become a
monk if he survived. He kept his promise and very soon joined an Augustinian monastery
although he later regretted it. Why is not clear. He could never seem to be free of a
sense of guilt. Psychological doubt set in. He saw a severe Christian God–in sculpture,
paintings, stories, and his father. Luther vowed to become monk in thunderstorm. This
decision may have contributed to his unhappiness. He was sensitive, poetic, and impetuous.
Although he followed the Order's practices, he failed to gain assurance of forgiveness. In
1511, he was appointed Professor of Bible at Wittenberg. After year of study, he
experienced a conversion finding the road to salvation by faith. He believed that a
Christian was not saved by good works or by anything he or she did but by a loving God who
incarcerated himself in a living God, Jesus. This experience lifted Luther from a moment
of black despair in winter of 1512-13. Luther was not a systematic, logical thinker. Hid
thought developed from own immediate personal experience, from the existential.[62]
His personal experience with the practice of indulgences made him
oppose the Mainz Indulgence (1515) which was granted under a Papal Bull. The Mainz
Indulgence prescribed the method of selling these indulgences and the rates for them. The
purpose was to raise money for Basilica of St Peters, the Mainz Cathedral, and the
money Archbishop Albert of Hohenzollern had borrowed from the Pope to buy a second
bishopric. One monk, John Tetzal said the "Soul flies out of Purgatory as soon as the
money rattles in the chest". In other words, indulgences meant salvation could be
purchased, that salvation was simply a commercial transaction. Most never got to the
Papacy, however, for monks kept it or it went into the pockets of bankers or Archbishop Albert of Hohenzollern. Luther was appalled at the
number of students who were too sure of their salvation. They bought indulgences, not
penances, to spare the pain and penalties of Purgatory. He also pointed out that Luther
drafted his 95 Theses in Latin and nailed them to the door of the church in Wittenberg on
October 31, 1517. He challenged the theory of salvation by good works as his salvation by
faith; he challenged the power of the Pope that he can relieve man of any penalties laid
on by God. Luther insisted that any Christian who is repentant in his heart is saved is
important. The Theses were presented in Latin, the language of the Church, not German.
Luther was not sure of all his propositions and wanted them debated, aired, and
considered.
It was at once apparent that he had touched upon a sensitive nerve,
vulnerability in the Churchs theology and practices. The immediate effect was the
drying up of the sale of indulgences. Pope Leo X ignored the controversy but then adopted
a hard attitude. He made an appeal to the authority of general council. Dr. Johann Maier
von Eck, at the Leipzig Disputation in 1519; Luther pointed out that even the Council was
not infallible, only the Bible and conscience of a person were. At the Diet of Worms
(1521), a general assembly of the estates of the Holy Roman Empire, he faced the Holy
Roman Emperor and his minions. Luther refused to recant. Moreover, he presented his
position in his "Treatise On Good Works" not in Latin but in German in an effort
to reach the people. Morally and politically, he was preaching anarchy; the individual
should only listen to his conscience. Luther appealed to free men because they believed,
face to face with reality and the full logic of his position. The German Peasant War
1524-25), gave him pause and he recoiled and transformed his Lutheran Church into a
hierarchy without a Pope.
Luther parted with the Roman Catholic Church on important questions such as these:
- Salvation comes from faith alone not good works
- The seat of religious authority are scriptures and
conscience versus the Pope
- The Church as the whole community of Christian believers vs.
clergy
- The essence of Christian 1iving is serving God in one's
calling versus being a bishop, abbot, priest, monk, or nun.
- All can be saved- predestination vs. softening of early
Catholic position.
Luther was trying to remodel Christianity after earlier
Christianity, the religion before it had been corrupted by humans, before it became
selfish and egotistical and self-serving. In short, before Christianity became
anti-Christian.[63]
His ideas were spread partly by books, converts, and Wittenberg events,
which remained the nerve center of Lutheranism. He had an educational institution in which
to develop his ideas. Enrollment increased. His main interests were the Germans and
Scandinavians, but his Latin writings went everywhere. Other places that were strongholds
were Zurich (Ulrich Zwingli) and Strasbourg. Zwingli argued that the Eucharist was
not the eating of human and divine flesh and drinking of human and divine blood but
nothing more than a memorial of the Last Supper. Luther had argued that the
Eucharist/Communion was the presence of Jesus Christ in the bread and wine but neither was
transformed into flesh and blood, the position known as consubstantiation.[64] Martin Bucer (1538-41)[65] made Strasbourg the most tolerant city in Europe,
influenced Calvin to take refuge there. He asserted that Jesus was present only to true
believers in Eucharist.
The rapid spread of Lutheranism in three decades was appalling to
Catholics. First to feel the impact were the free German cities; by 1530, a number of
German princes had swung to Luther as well as the kings of Denmark and Norway, and Sweden.
In 1530, the Augsburg Confession (the Lutheran Creed) was adopted. Phillip Melanchthon[66], the other great founder of Lutheranism and
the principal author of the Augsburg Confession, was more moderate than Luther. When
Luther died, the Germanies were split religiously. There was a religious war between
Charles V, the Hapsburg ruler, encouraged by the Pope, and the Lutheran Schmalkalden
League.[67] Finally it ended under the Peace
of Augsburg (1555) which granted toleration to those princes and subjects who had adopted
the Augsburg Confession, and that the prince determined the religion of his subjects, that
no other form of Protestantism would be tolerated. Protestants were allowed to retain all
the church property received up until 1552. After that date, any priest or prelate who
defected lost his church and land. This latter part was never fully accepted by the
Protestants and it had been added by the Emperor
Lutheranism seemed revolutionary to the Catholics but was conservative
to the left wing of Christianity which believed he had gone only part of the way. Official
Lutheranism seemed too close to Roman Catholicism. They wanted to restore the early church
of first century. They were called Anabaptists by critics, Baptists by themselves. They
argued that people should understand the faith before they could be baptized into it; thus
they rejected infant in favor of adult baptism. To them, the true church was only the
people who have received regeneration of faith and are baptized into the elect. The Church
is not identical with the community at large as Luther believed, but the community of
saints. They became martyrs, refusing to bear arms and take oath in court. Within their
own organization, they practiced strict democracy. All were equal. They had a
communitarian or communist belief. They fought for separation of Church and State, for
religious freedom. Many of these descendents came to the U.S., people who were peasants,
artisans, miners, and especially those affected by the economic change and dislocation
caused by the discovery of the New World. In many of the industrial cities where
Protestantism took hold, the Anabaptists flourished.[68]
Christianity split into two wings, the Right of Roman Catholicism and
Lutheranism, the Left of the Anabaptists/Baptists. Lutheranism kept a good deal of the
medieval church because of the fear of radicals. Lutheranism fought radicals who argued
for the literal meaning of the Bible which few could translate. Anabaptists held two
prominent theories:
1. Second Coming of Christimmediately
2. Inner voice said that person was saved.
They proceeded to do anything they wanted because it was ordained by God. They were called
antinomians (against the law). The Anabaptist movement climaxed with the uprising at
Münster, 1531-35. Peasants were fighting social conditions. There is a parallel between
the outbreak of the peasant rebellion and the rise of Anabaptist influence. Some
Anabaptists indicted for their part. The suppression was violent. Luther condemned the
Anabaptist movement and the Peasant War whose manifesto was the Twelve Articles.[69] In the Peasants' War, the upper
classes were thrown into panic, and the peasants were hunted down and killed by Lutherans
and Catholics. The Anabaptists turned to quietism and pacifism under the Dutch reformer
Menno Simons[70] and became known as
Mennonites. Some went to Moravia, others moved around. Christian left wing was composed of
many different kinds of people and groups, all rejecting the authoritarian structures of
Roman Catholicism and Lutheranism. Unitarianism appeared.
v The Reformation in England began as an act of state by decision of the
monarch, Henry VIII, to break with the Papacy. This institutional break occurred before
rather than after the doctrinal beliefs. John Wyclif[71] movement had been stamped out so it was not a cause. The
immediate cause was the desire of Henry to have his marriage to Catherine of Aragón
annulled because he and others believed that she could not give him a male heir.[72] Although he had condemned Luther, he could
not persuade the Pope Clement VII to grant his divorce. When the Pope wouldn't agree,
Henry stripped the Papal Legate, Cardinal Thomas Wolsey, from power and replaced him with
Thomas Crammer who helped organize and mobilize public opinion. In 1529, Parliament backed
Henry; Thomas Crammer[73] was appointed
Archbishop of Canterbury and he granted Henry his divorce so that he could marry the
pregnant Anne Boleyn[74]. Unless he had a
male heir, the Tudor line would die out. Furious, the Pope excommunicated Henry.
Henry VIII
Elizabeth I
In 1534, England made a complete break with the Church of Rome through
the Act of Supremacy passed by Parliament. It established the King as the head of the
Church of England and that children of his marriage to Boleyn would be the heirs to the
throne. In 1535-36, lesser monasteries were confiscated through the Act for the
Dissolution of the Lesser Monasteries. Some of the faithful rose in protest, notably in
the Pilgrimage of Grace in northern England but were suppressed. Henry distributed some of
this property to supporters. Henry was a strong and smart enough ruler to have his way but
he was also aided by the insular and anti-continental attitudes so prevalent.
That the State could force the Protestant movement on the people for
the first time was important for the course of the English Reformation. It was the first
time that such a large unit had broken from Rome; without England, it is doubtful that the
Protestant movement could have lasted. The English state absorbed the Anglican Church. The
Anglican Church has seemed Erastian, for followers of Thomas Erastus believed the church
should be subservient to the State. Change occurred with relatively little bloodshed.
Thomas More and others were killed for heresy. What were the reasons for the non-violent
acceptance of this change?
l. Recent memory of the violence of the War of the Roses.
2. Henry's caution and ostentatious respects for the forms of legality
3. Skill with which he appealed to nationalism, and to anti-clerics, for backing of the
divorce question.
4. Henry retained the Catholic liturgy and sacraments
5. Confusion over actual issues; few knew what was happening and most would not want a
complete break.
Regardless, Henry had released powerful new forces by substituting himself, a secular
person, as head of the Church. The Church of England tried to stay close to Catholicism
but with important difference. It used an English liturgy. Priests, who married before the
12th century, could once again marry. The Six Articles (l539) placed
Anglicanism on record as true to Catholic dogma and required everyone to subscribe to
them. All was not well, however. Archbishop Crammer founded a Protestant faction. When
Henry died, his heir, Edward VI ruled, but he was only 10 years old. Crammer, in the name
of the king, drafted the 42 Articles, a more Protestant doctrine, and had them
enacted. Thus, the Book of Common Prayer was created and it was much more Protestant.
Edward died. Mary I succeeded. The daughter of Catherine, she was Catholic. She married
Philip II of Spain, her cousin. She reintroduced Catholicism with a vengeance earning the
sobriquet Blood Mary by her detractors. Cranmer, after public humiliation in
ecclesiastical and secular courts was burned at the stake in 1536. Hundreds of other
Protestants died. She died after five years on the throne in 1558 and was succeeded by her
half-sister, Elizabeth I, a Protestant. The faithful suffered a heavy burden from these
shifts. Somehow, the mass of Englishmen were able to accommodate themselves to the
shifting theological lines. Many were fearful of transgressing against the king but many
simply did what their neighbors did.
John Calvin
John Calvin (1509-1564) shaped
Protestantism more than any single person. Whereas Luther was the ground breaker, Calvin
was the systematizer and organizer of the movement. He thought logically, rationally.
Calvin built upon Luther's work. They shared five basic Protestant
beliefs:
1. salvation by faith alone
2. salvation only by grace of God
3. the priesthood of all believers
4. the Bible as the sole authority concerning faith and order
5. Glory to God alone.[75]
Calvin borrowed and leaned heavily upon the writings of St. Augustine
of Hippo (354-430), who had developed the doctrine of original sin, the concept that
humans are naturally selfish.[76] Calvinism
became a distinct form of Protestantism, the militant form of European Protestantism. As
Puritanism it left an indelible imprint on English in America. Calvin, a humanist scholar
and lawyer, wed his fine Latin and French style to his legal turn of mind. He converted to
Protestantism about 1533. On a chance visit in 1536 to Geneva, he
met William Farel[77] who induced him to stay
and help spread the gospel in that city. Talented in organization and administration, he
inspired great loyalty but also hatred. His system and organization were different from
Luther because he built out of experience in commercialized town. Calvin didn't sit down
to write a blueprint for middle class in his Institutes of Christian Living (1536).
He created a highly organized church when he returned home in 1541. The combination of
scholarly and practical ability is rare.
The Institutes were translated into every
European tongue. Calvin's church in Geneva was model for reform churches in France,
Netherlands, parts of Germany, and elsewhere. His theology spread across Europe but did
not succeed everywhere. From the middle of the 16th century onwards, Geneva was
the fountainhead of Protestant training, the Protestant Rome, supplanting Wittenberg.
Calvin excluded free will entirely in his theology for he believed in
the absolute sovereignty of God, the Almighty God, the omniscient God, the timeless,
limitless God who determined that all men would inherit the original sin of Adam and set
Jesus upon Earth to redeem Man. He has already determined who will be saved. Time is a
human construct and constraint and therefore ungodly. Calvin argued the concept of
predestination[78]. The Bible, the authority
and the beliefs of the elders of the church became the authority of Christian living for
Calvin. (The Latin word for elder is Presbyter, hence Presbyterian). Asceticism in
selection of worldly goods and desires was valued. Calvinism chose those which would
further salvation as being good such as marriage and the market. One should serve by doing
well in one's calling. Calvin stressed ethical improvement; he believed in a high moral
code for everyone; this led to the desire to suppress bad conduct in others. He did
believe in the method of persuasion as method of salvation. He was not
anti-intellectual. First Calvinists could not be called rational.
Calvinism raised, to a high pitch, the tension which exists between
individual and higher authority. It had to stress some individualism, arguing that people
had to give up obedience to the Roman Catholic Church. He encouraged the competition of
businessmen. Calvinists had to defy civil authority in England, France, Scotland,
Netherlands, Poland, Hungary, and Bohemia. The individualism of Calvin could be
overemphasized. In 16th century Geneva and 17th century Boston, a
minority of officeholdersclergy, teachers, elders, and deaconsruled. The
economy as well as the social contact was regulated. These were societies of status and
oligarchies; ministers and magistrates (Boston) and ministers and elders (Geneva) had high
status. Its form of church government was the election of minister and elders by the
majority. Calvinism emphasized the separation of Church from State, an educated clergy,
and the militant people of God, very much like the medieval church of the Crusaders. It
preserved some Catholic traditions akin to the Middle Ages. In 1559, he published the
definitive edition of The Institutes and founded the University of Geneva. The
first national synod met in France and the religion became rooted in the Netherlands and
Central Europe. There seemed to be no stop to Calvinism.
The Pope and fellow believers launched a counter reformation to bring
people back into the fold of the Church of Rome. About half of the Europeans had defected
to Protestantism, a severe blow to Catholicism. The northern third of Europe became
Protestant but the subversion of the Churchs teachings and defections occurred in
such areas as France, Poland, and the British Isles, even in parts of Ireland. So the
Church went on the offensive. The clergy became more pious and encouraged the people to do
so as well. The Papacy made a number of institutional reforms and changes in
administration and dogma. There were a remarkable number of Catholic saints created in
this periodPius V, Thomas More, Francis DiSalle, Theresa. Some of the saints founded
new orders. Phillip Neri[79] founded
the Oratory of Divine Love[80] in Rome which
gathered together for prayer and singing music (sacred). Reformation of Church and
Society begins in one's soul was the mantra. It contributed leaders to the Council
of Trent. Charles Barromeo[81] founded the
Order of Oblates who placed themselves under the Pope directly. The faith of Spanish
Catholics kept vivid by attacks on Moors and Jews.
The most influential figure of the Catholic Reformation was Ignatius
Loyola, founder of the Society of Jesus (Jesuits). He was a soldier for Charles V in Spain
who suffered an leg injury and was hospitalized at Manresa. In 1522, he underwent a
conversion and vowed to become a knight of Christ. Whereas Luther believed that sin was
inherent in man and only God could save man, Loyola believed that Satan (sin) was apart;
that man had the ability to choose between God and sin; and by his imagination, man can
reinforce his will and make a decision for Christ and resist Satan. He wrote a volume
called Spiritual Exercises (1548). The Society of Jesus (1540), endorsed by Pope,
revealed the military sympathies of its founder; its members take special vows to the Pope
in addition to the vows of poverty, charity, and celibacy. Jesuits did not make strenuous
ethical demands upon their converts; the goal was numbers. They saw education as the way
to influence minds so they became educators. In that era, it meant educating the elite,
the only ones who went to school. They were able to influence key people by becoming
confessors to the monarchs and nobility of Europe. In central Europe, they were the
commandos of the counterreformation bringing Poland, southern Germany, and Bohemia back
into the Catholic fold.
Beginning with Paul III[82]
(1534-49), men of responsibility became Popes and appointed Cardinals of like quality.
Popes and the Council of Trent reformed the Roman Catholic Church. Council of Trent met in
three separate sessions from 1545-1563. Charles V, Holy Roman Emperor, strongly advocated
the Council. The Popes feared that the Council would shear them of their powers, so they
managed to control the vote, using the Jesuits to guide discussions. The Council concerned
itself with dogmatic definition and articles of reform. The articles of faith were sharply
defined and made dogma, to wit, salvation by faith and good works but with a little more
emphasis on good works, penances, and sacrifices. The Council asserted that authority was
not in Bible alone but also in the Latin Vulgate Bible as interpreted and understood by
the Church and according to the traditions of the Church. Seven sacraments, including
transubstantiation, were confirmed. Saints were to be venerated; a practice which most
Protestants believed was treating humans as lesser deities. The practice of granting
indulgences was upheld but no longer on a monetary basis. Other moral prohibitions
adoptedthe sale of Church offices, ordering prelates and bishops to live in their
dioceses, more training of priests in seminaries. It was an ecumenical reform, that is,
all of the Catholic churches. The net result was that the Church closed ranks,
reformulated essential dogma, instituted some of moral and institutional reforms demanded,
thereby saving half of Europe from becoming Protestant Christian. The medieval Inquisition
was revived in Spain and Italy. Index of Books began in 1559 by body
called the Body of the Index of the Cardinals. The Roman Catholic Church reasserted its
independence from lay rulers and regained much of the prestige lost in the high middle
ages.
The Catholic and Protestant Reformations tended to hurt secular
progress. Some assert that Martin Luther revived the Christian consciousness of Europe;
people were willing to die for their faith. Life was becoming permeated with secular ideas
when this happened. At this very point there was the great religious revival. By 1550,
Calvinist Church and Jesuits led the way in a supranational and supernatural drive
demanding allegiance to Christianity transcending secular bodies and nationalism. The
clashing of these influences with secular force gave the latter 16th century
its significance, characterized as a struggle between deep-seated dynastic national power,
on the one hand, and religious armies, on the other.
Western Christianity, i.e. the version based in Rome had been tied to
secular rulers since it became the state religion of the Roman Empire. After the Empire
had split into different parts, some small, some large, the secular rulers still tried to
control the religion in their realms even though they claimed to be members to believe in
a single, universal church, the Church of Rome. The Pope and kings made deals as to who
controlled the appointment of church officers and which church doctrine would be spread in
a kingdom. A king might be Roman Catholic and resist the Pope. He acted in what he thought
his self interest was. When it was to his advantage he would become Protestant or ally
with a Protestant ruler or become an ally of a Muslim ruler. The Protestant Reformation
revealed these issues.
The first half of the 16th century was a period of dynamic,
dynastic personalities: Henry VIII (1509-47) of England, Francis I (1517-1547) of France,
Suleiman (1520-1566) of the Ottoman Turkish Empire, and Charles V (1519 -56) of the
Hapsburg Empire. Charles V is the central figure because of the location of his dominion
in Central Europe.
Francis I
Charles V of the
Holy Roman Empire
Charles V (Charles I of Spain)[83]
headed a large unwieldy empire, controlling much of central and Western Europe as well as
Latin America. His dominions came to him through marriage, inheritance, and the Hapsburg
luck in acquisition. He was heir to Hapsburg dominions and Low Countries. He had
possession of Italy and Spain and the New World. He came into his inheritance in two ways.
Spain, the Kingdom of Two Sicilies, and later Milan came when grandfather, Ferdinand,
died. When his other grandfather, Maxmilian, died, he got Hapsburg lands in the Germanies.
He got himself elected Emperor of the Holy Roman Empire. This was a formidable empire on
paper. Charles had wealth of Flanders and gold and silver from Peru and Mexico. His
soldiers were the best fighting force in Europe. The very size of his army was a threat to
the balance of power in Europe.
The Hapsburg-Valois War (1522-59) demonstrated some of Charles
problems. The French Valois monarchy, the only other monarchy as strong as the Hapsburgs,
began to attack Charles V to prevent Hapsburg hegemony while, at the same time, Lutherans
were fighting him for religious reasons. Charles and Francis, the French king, were
long-term bitter rivals. Francis had been beaten out for Holy Roman Emperor by Charles.
Their armies clashed in the Paria Valley of Italy in February, 1525; Francis I was
captured. He was released in 1526 when he signed the Treaty of Madrid which required him
to give his two sons as hostage. Once freed, however, he repudiated the treaty and
launched the War of the League of Cognac (France, Pope Clement VII, the Republic of
Venice, England, the Duchy of Milan and Republic of Florence). That league failed so he
allied with the Muslim Ottoman Empire to fight another Italian war (1536-38 with Charles.
Francis lost again and lost still again in another war. The rapid revival of the French,
however, showed the weakness of Charles' empire. He had to expend time, money, and energy
holding on to what he had and could not go in for the kill. He never went to conquer the
world but followed a conservative policy.
Ruling was not easy. The Spanish did not want Charles because he was
not Spanish but Flemish. He fought numerous religious wars against Protestants. Most
threatening of all were the Ottoman Turks who were marching westward and defeated the
Christians at Mohács in Hungary in 1526. By 1529, they were at the gates of Vienna, which
alarmed Christendom. The fortifications of Vienna held and the Turkish invasion receded.
For 30 years, until his abdication in 1556, he was fighting somewhere in his
domain. Charles couldn't solve his domestic political problems, his Turkish and French
problems, and the religious problem.
By the 16th century, Europe was a network of political
relationships that a war or heresy or economic change or other factors in one part could
cause repercussions everywhere. Europe was never unified in terms of religion; after all,
some of its people were Jewish, Muslim, atheist, Wiccan, and any number of religions, but
the vast majority asserted that they were Christian and it was Christianity the defined
European civilization. Europe lost its spiritual unity. There were struggles for power and
clashes of religious ideologies in the years 1501-1600. The European economy was subjected
to strain by the inflationary effect of gold and silver pouring into Spain from New World.
Prices tripled. Inflation spread into the four corners of Europe and was
followed by social distress. Those on fixed incomes (such as the older nobility and urban
workers suffered. It adversely affected persons who had no way of increasing their income
such as peasants. Such people attempted to hold down the prices of necessities. A new
nobility appeared in France and England as some of the bourgeoisie was knighted or titled
for service to the kings. They climbed on each others backs to achieve a title.
Inflation favored the capitalist class whose income was dynamic. They acquired Church
lands.
Religious animositiesreligious refugees, Jews, Anabaptists, Calvinists out of
several areas; Lutherans in Catholic areas; Catholics in Lutheran areasand dynastic
rivalries were political reflections of all the tensions. Both civil and international
wars occurred as many urged princes to make war. Bitter religious exiles hoped war would
make things better for them. In short, there were economic, political, and ideological
differences.
Strong national monarchies emerged which sought to dominate not only their subjects but
also other monarchies in a shifting milieu where the concept of a balance of power was
emerging.
Financing the expansion of royal power were the discoveries and conquests made by the
Portuguese, Spanish, Dutch, English, and French. Spices from the East Indies were
extremely valuable. Silver and gold from the New World funded Spanish bureaucrats and
warriors and created an inflationary spiral that hurt royal rivals.[84]
Spain
Spain dominated Europe.[85] When Charles V
abdicated and entered a monastery in 1556, he divided his empire between his brother
Ferdinand, Archduke of Austria, who received Hungary, Bohemia, and the eastern empire and
his son, Phillip II (1556-1598), who received Spain, Milan, the overseas empire, Low
Countries, Kingdom of the Two Sicilies, and Franche-Comté.
In the second half of the 16th century, Spain exercised preponderant power over
Europe, both materially and spiritually. Spain had the best military organization,
resources, trade with Italy and the Low Countries, and the industry of the Low Countries.
However, its military expenditures cost it dearly. It paid soldiers instead of investing
capital. It cut forests for naval Armadas. The costs of war caused a serious damaging
effect on the whole economy.
Philip II and the ruling class had a sense of destiny, believing their mission was to
realize the Christian Empire that had been envisioned in the Middle Ages. Philip II was
bitterly disappointed when Holy Roman Empire crown went to his uncle Ferdinand for the
decision made it moiré difficult to achieve his messianic mission of Spain saving
Catholic Christendom from the Moslem Turks and Protestant heretics and carrying the Gospel
throughout Europe. The glory of this Crusade went to Phillip of Spain, not the Pope.
In the first half of his reign, he pressed against the Moslem Turks and supplied troops to
the Danube Valley to drive Turks out. In 1571, a Christian naval defeated theW Turkish
fleet in the Battle of Lepanto[86] (now
Corinth) in Greece, ending Moslem naval dominance in the Mediterranean. He opposed
Protestantisms spread by sending the Duke of Alba in 1567 to crush a revolt in the
Netherlands. In 1588, he sent an Armada to invade England from the Netherlands. Neither
succeeded. When Phillip died in 1598, Spain and her economy were exhausted. He lost
one-half of the Netherlands. France was regaining power.
16th Century France
Under Francis I (1507-47) and Henry II (1547-1559), the French monarchy grew stronger. In
1559, however, Henry II died in a tournament (France was still participating in forms of
chivalry), leaving three weak sons and his despised wife Catherine of Medici. His death
seemed to be signal for political, religious, and social battles to break loose. The
kingdom was kept in civil war for forty years. It became an arena for the contending
forces of manorialism/feudalism versus centralism with Spanish intervention and English
intervention. France fell to being a second-rate power, ineffective as a European power.
Frenchmen battled over which version of Christianity would prevailFrench Catholicism
or French Calvinism (Huguenots[87]) in eight
civil wars between 1562 and 1598. Huguenots or Reformed Christians had made many converts
among the merchant classes of France. In addition, many of the lesser nobility and few of
the higher nobility such as Henry of Navarre of the House of Bourbon, one of the claimants
to the throne, and Gaspard II de Coligny, seigneur de Châtillon and head of the
French fleet. Their members were in the influential positions in the legal profession, the
monarchy, and parlements[88]. The 2,000,000
Huguenots (out of 16 million persons) were militant and confident that they were doing
Gods will. They received tangible aid from Geneva in their wars against Catholics.
Nevertheless, Catholics still occupied the main parts of French life. The Calvinists
failed to capture the French monarchy and that doomed them. The leader of the extreme
Catholic party was the House of Guise which, along with the House of Bourbon, wanted the
French throne. The issue of the monarchy was complicated by claims to the throne because
of intermarriages.
In between the extremes were the politiques who were to win in the end when France tired
of bloodshed and placed peace and security before religion. They decided that nothing was
worth civil war. The CatholicHuguenot conflict between see-sawed with each side
committing atrocities. In 1572, the Catholic party of Guise perpetrated the St.
Bartholomew Massacre in which organized hoodlums killed thousands of Huguenots. This was
the most spectacular of the atrocities committed. In the 1580s, the politiques began to
gain adherents. Suddenly, the religious wars ended. Henry, Duke of Guise, was murdered by
order of the king; Henry III[89] who was then
was assassinated in 1589 by Jacques Clément, a fanatical Dominican friar. Henry IV of
Bourbon, a Huguenot, became king. He consolidated his throne five years later when he
became Catholic in 1593. His conversion opened the way for French peace and
conciliation. His Edict of Nantes[90] in 1598
settled the religious wars, granted freedom of conscience, and freedom of worship for
Huguenots in designated areas but not Paris and archiepiscopal cities. They also received
political rights. Mixed courts of Catholics and Protestants were created. Two hundred
fortified towns were left in the hands of Huguenots, later to be source of trouble because
future monarchs would view them as a State within a State. Peaceful co-existence of two
ideologies was now possible. This modus vivendi was revoked in 1685 by Louis XIV.
Although, by 1610, Henry IV was assassinated, the French kingdom was gaining political
power.
Christians battled each other in the Low Countries as well, aided by dynastic rivalries
and co-religionists. This Hapsburg dominion consisted of seventeen provinces, the southern
third of which were French speaking. Under Hapsburg administration, the centralized
Estates General had representatives of all provinces thus giving the higher nobility and
the upper middle class a sense of Netherland patriotism. There was no native dynastic king
on which to focus. They came to resent the levy of heavy taxes on their trade; the
constant demand to supply men for Hapsburg wars; and the Spanish drive to force all to be
Catholics. Phillip II brought these resentments to a head with his Reformation of the
Church in the Netherlands which touched off a riot led by Calvinists. The uprising was
brutally repressed by the Duke of Alba who had been sent by Phillip II. By 1507-73, the
country was in a shambles. This led to organized repression (depicted by Pieter Breughel)
especially in the North.
William of Nassau and Orange emerged as the leader of the anti-Hapsburg dissidents. He was
gifted with patience, tolerance, and altruism. Phillip put a price on his head. Spanish
Hapsburg and Dutch armies fought numerous battles. The Netherlanders flooded dikes as a
tactic to ward off the Spanish. In 1584 William was assassinated in Delft by a
cabinet maker's apprentice.
The Dutch, aided by isolation, fought on. In 1581, the United Provinces of the Netherlands[91] was proclaimed but independence required
nearly a generation of bloodshed because it became a three-cornered prize contest among
France, France, and England. The Dutch were greatly he1ped by international events
including the defeat of the Spanish Armada and the accession to the throne of France by
the Huguenot Henry IV. In 1609, peace was concluded, establishing the present border
between Belgium and Holland, followed by forty years of strife. The Netherlands prospered
based on herring fishing, preying upon the Spanish gold fleet, being preeminent in the
spice trade, the carrying trade, the woven cloth (linen and wool) industry, distilling,
and pottery making. They became the most prosperous people in Europe. Dutch merchants
spent some of their excess capital in the patronage of the arts.
Across the English Channel, Elizabeth I (1533-1603), the Protestant daughter of Henry
VIII, was husbanding people and wealth. She declared that she didn't intend to open
windows into men's minds; she was only concerned with actions. Overt acts were severely
punished; there was to be no freedom of worship for dissenters. She thought of England
first in international terms and encouraged trade and industry. She promoted mercantilism.
She looked after her subjects. England prospered.
She took her kingdom through a diplomatic revolution. Spain became her chief rival and
enemy instead of her ally. Both kingdoms were Atlantic shippers. In the 1560s and 1570s,
Englishmen began to free boot against Spanish ships. In 1567, the Spanish attacked Sir
Francis Drake and John Hawkins which had managed to land in Vera Cruz, the chief port of
New Spain (Mexico today).[92] The Spanish
Crown intervened in English internal affairs, promoting dissension in northern England.
Elizabeth feared a Catholic conspiracy to dethrone her. She arrested Mary, Queen of Scots,
a Catholic and one of focal figures in this clash. Mary was an heiress to the English
throne as a granddaughter of Margaret Tudor. After she became too involved in one of the
Spanish plots, she beheaded in 1587. She was a figure around which Catholics could focus.
From 1585 to 1604, the English and Spanish fought each other in intermittent warfare,
aiding each others enemies. James I, son of Mary, Queen of Scots, ascended the
throne in 1603 and signed a peace treaty with Spain in 1604.
In the Elizabethan Age, England developed its own sense of destiny as expressed by Richard
Hakluyt.[93] The English mission was to
spread Protestant Christianity and English freedom, like Spanish mission of
Catholicism. Both missions composed of religion and politics, idealism and realism.
Baltic Powers of Sweden Denmark, Norway
The same forces contributed to the rise of national monarchies in Scandinavia. In 1523,
Gustav Vasa (1496-1560), defeated Christian II of Denmark which controlled most of Sweden.
He became regent in 1521 and elected king in 1523. Gustav I made Lutheranism as the state
religion, centralized government, and expanded trade. Half a century passed before the
outstanding monarch of this house, Gustavus Adolphus [Gustav II Adolph](1611-32), a
scholar and warrior, ascended the throne. He conquered Finland, Estonia, and Latvia, and
cut Russia from the Baltic. The Swedish desire for Baltic coast lands aroused the Danes.
The Danish king, Christian III, strengthened his power over Norway, Lutheranized the
State, began intervening in German affairs. As Duke of Holstag, he influenced power over
part of the Holy Roman Empire. Such men desired to check the power of the Emperor but also
there was a Lutheran desire to help other Protestants against encroachments of the
Catholic Hapsburgs. He wanted extension of Danish influence over the North coast.
Denmark occupied a strategic position over the straits into the North Atlantic. He levied
tolls on passing ships. The products of the Baltic regionnaval stores, pitch, and
timberwere in great demand as navies and merchant ships expanded their fleets.
Danish policy clashed with Swedish ambitions, the goals of the old Hanseatic League
cities, and the Atlantic powers wanting to extend their influences into the Baltic Sea.
The Hapsburg imperial family was not a national monarchy as the Scandinavian, English, and
French were but its problems helped determine much of European history. Charles Vs
problems in Central Europe plagued his heirs in the second half of the 16th
century. They enjoyed centralized authority in the Austrian duchies, but were elsewhere
stymied because they were elected monarchs. The Holy Roman Empire consisted of separate
units-Austria, Hungary, Bohemia, the independent German princes, and some
Archbishoprics, among others. Many independent German princes flaunted the Roman Catholic
Emperor by becoming Protestant. There was nationalism in Bohemia, the Moslem Ottoman Turks
in Hungary, and Protestants throughout the Empire. The Peace of Augsburg (1555) created a
division which hindered the Hapsburg goal of power, for it made a permanent cleavage of
power in Holy Roman Empire and left two issues unsettled, (1) recognition of Calvinists
who grew in strength and (2) ecclesiastical reservation (Catholic clergy who turned
Protestant should not turn lands into secular ownership or take them with their new
religion. The Bourbons in France, now with the ascension of Henry IV, meant a revival of
clashes with the Hapsburgs. Even though the House of Hapsburg was divided, the two
branches continued to cooperate for 150 years. When Hapsburg arms threatened France with
encirclement, France fought back. It seemed that only defeating the Hapsburgs could they
gain power and prestige.
Thirty Year's War (1618-1648)
The issue of who would rule, politically or religiously or both, in much of Europe was
decided by war, the method that humans so love. It took them thirty years (1618-1648) to
do it as Christian battled Christian to save Christianity by imposing their own very human
views and as rulers sought to destroy the Holy Roman Empire, that fantasy founded in the
10th century. The 30 Years War can be divided into four periods with four wars.
The first two wars, the Bohemian and Danish, were predominantly religious starting as a
Bohemian revolt and becoming a Roman Catholic versus Protestant Europe. The last two were
the Swedish and the Swedish-French, political wars of conquest against the Hapsburg
dynasty fought mostly on German soil.
The Bohemian War was touched off by the 1618 decision of Hapsburg Emperor Mathias to make
Ferdinand the King of Bohemia. Ferdinand II was a devout Catholic trained by the Jesuits
and very hostile to Protestantism. The Catholic Church had ordered the end to the building
of some Protestant chapels in 1617, claiming that the land belonged to it but the
Protestant Bohemians counterclaimed that it was royal land and they had to right to use
it. One of the last things the Protestants wanted was for an arch-Catholic to become king
of Bohemia. They feared that their liberties would be stolen by the Catholics. One group
of Hussites, the Utraquists[94], pushed for
resistance. In May, 1618, Protestant leaders in Prague seized two governors and threw them
out a third story window of the Prague Castle in the Hradc(any District, the Second
Defenestration of Prague. [95] All three men
survived; Roman Catholic officials immediately claimed they were saved by angels;
Protestant leaders pointed out that they had landed in horse manure. The line had been
drawn in something other than sand.
When Emperor Matthias died the next spring, Ferdinand was elected but the Bohemian Estates
formally opposed him and elected Frederick V of the Palatine of the Rhine, leader of the
Protestants and a well connected son-in-law of James I of England. Frederick accepted the
offer and was crowned in Prague in 1619. Emperor Ferdinand II decided the repress these
leftists to make good his right to the possessions. His relatives, Maxmilian of Bavaria
and Phillip II of Spain, joined the fight both to defend Catholicism and acquire territory
from those who supported the Czechs. With all this help, Ferdinand II crushed the revolt
in a year. In November, 1620, Baron Johann Tserclaes, Count of Tilly, defeated the troops
of Frederick and Bohemia at White Mountain. Estates were confiscated; Protestants were
forbidden, Maximilian was recognized as the elector of the Holy Roman Empire, and he got
Bohemia.
Danish Period (1625-1629)
Lutheran princes began to take notice of Hapsburg successes
in the Netherlands and Bohemia which they saw as disturbing the balance of power. They
were further alarmed at the expansion of Catholic Belgium and Bavaria. They wanted to
right this balance, according to their lights, as well as increase their trade. So, in
alliance with the Dutch, the English, and some German Protestant princes, the Dane
intervened. Christian IV and other troops (League of The
Hague) invaded Germany aided by money from James I. They were routed by the Duke of
Tilly and Albert of Wallenstein. Wallenstein's private army, paid by the Emperor, ravaged
the 1and. After the defeat of the Danish forces, Brandenburg and other cities switched to
the Hapsburg side. Christian IV promised no interference in German lands and to return
some bishoprics. Ferdinand II thought that was not enough. He issued an edict of
restoration, ordering the return all lands taken. He was reneging on the rules. He tried
to disrupt the Protestant religion in violation of treaties. Wallenstein's army carried
out the orders in a ravaging way, so terrible that even the Catholic League persuaded
Ferdinand to discharge him.
Gustavus Adolphus (1630-35), the Swedish king, wanted the whole south coast of the Baltic
so he invaded the Holy Roman Empire through Pomerania. He feared that Fredericks
control of the cities on that coast might hurt him. Roman Catholic Cardinal Richelieu,
chief minister to Louis XIII, was ready to help the Protestants weaken the Hapsburgs.
Richelieu valued worldly considerations more than religious ones. He succeeded in making
an alliance with reluctant Brandenburg and Sweden. Gustavus Adolphus attacked, defeating
Tallys army at Breitenfeld[96] in
September, 1631; Tilly would die in 1632 by Swedish forces. Then the Swedish king moved
victoriously south. The desperate Emperor Ferdinand recalled Wallenstein in 1631. The two
great generals led forces into battle against each other at Lutzen in 1632. Wallenstein
was defeated. Gustavus died in battle. The Imperial side was hindered when Wallenstein was
assassinated in 1634 because his loyalty was in doubt. He had been seeking personal
aggrandizement. The death of these Gustavus Adolphus and Wallenstein, economic exhaustion,
and the desire to free Germany of foreign troops led to the Peace of Prague in 1635. The
German Protestant princes agreed to support Emperor Ferdinand II. Captured lands were
returned but Church lands held as of 1627 remained in the hands of those who held them.
Strife ended. Calvinists won equality. The Church land problem solved. The Catholic Church
crushed Protestants in the Hapsburg dominion. However, war gave the decisive negative
answer as to whether Germany would become united under Hapsburg rule. The German parts of
the Holy Roman Empire became more separated than before.
The War was not just in the Germanies. The Dutch beat the Spanish in
the Low Countries and at sea, achieving independence. As Spain weakened, the Portuguese
regained their independence for Spain in 1640. The French, who had been subsidizing the
anti-Hapsburg wars, defeated the Spanish at the Battle of Rocroi in 1643. It was time to
stop but it would take about five more years of fighting and disputing before the Peace of
Westphalia occurred, facilitated by ending of the 80 Years war between the Dutch and the
Spanish in 1648.
Europe would never be the same. France no longer had to worry about the
HapsburgsAustrian or Spanishencroaching on its borders. Sweden acquired
territory on the southern Baltic shores. The Dutch and the Portuguese were free.
Christianity in the Empire was permanently split. Each ruler decided what the religion of
his subjects would be. Catholic Bavaria and Lutheran Brandenburg would begin their climb
to influence and power in Germany. With the Peace of Westphalia (1648), each state
was given the power to make its own laws instead of obeying the Emperor.
There was widespread loss of wealth and population in the German states was reduced by a
third. Education declined and trade fell. The Holy Roman Empire became more a paper empire
than a solid unified organization (it was finally dissolved in 1806. The War
(actually numerous wars) demonstrated that Christians would kill each other with great
abandon because of doctrinal disputes but also for material gain.
The Treaty of Westphalia marked the emergence of the modern state
system. All independent sovereign states are legally equal and the public law of Europe
was to be made by representatives of all nations according to Hugo Grotius in his Concerning
the Laws of Peace and War. Hegemony in Europe shifted from the German Hapsburgs to the
French Bourbons. Richelieu made the King supreme in France and France the leader of
Europe. Poland, which survived the Swedish invasion because France mediated, remained a
defective monarchy, an antiquated state, because its system of legislation required
unanimity. Russia, also an Asian power, began to expand eastward and, by 1637, had reached
the Sea of Ocate on the Pacific Ocean. Italy remained outside this conflict. The Turks
still held vast territories in Europe in the Balkans and Hungary.
The Holy Roman Empire
__________________
[1] Roman Religion,
http://www.roman-empire.net/religion/religion.html
[2]
http://www.historicaltextarchive.com/sections.php?action=read&artid=705
[3] Arthur Ferrill, Attila the Hun and
the Battle of Chalons,
http://www.historicaltextarchive.com/sections.php?action=read&artid=61.
[5]
http://www.historicaltextarchive.com/sections.php?action=read&artid=71
[6] http://www.newadvent.org/cathen/15642c.htm
[7] http://www.newadvent.org/cathen/07228a.htm
[8]
http://en.wikipedia.org/wiki/College_of_Cardinals
[9] Medieval Sourcebook: Gregory VII:
Simony and Celibacy 1074, http://www.fordham.edu/halsall/source/g7-reform1.html.
[10] Emperors of the Holy Roman Empire,
essentially covering central Europe, asserted they inherited the Roman Empire. This was
not true. The Roman Empire survived I the east and was generally called the Byzantine
Empire. Even in the West the HRE did not encompass as many people or as much territory.
[11] The Investiture Controversy
,http://history.hanover.edu/courses/excerpts/211inv.html;
http://en.wikipedia.org/wiki/Investiture_Controversy
[12]
http://www.fordham.edu/halsall/source/worms1.html
[13] http://en.wikipedia.org/wiki/Catharism
[14]
http://employees.oneonta.edu/farberas/arth/arth212/early_christian_basilica.html
[15] Lynn Harry Nelson, The Rise of
Commerce and Towns, http://www.vlib.us/medieval/lectures/towns.html.
[17] http://en.wikipedia.org/wiki/Fulling
[18]
http://www.britannica.com/EBchecked/topic/629190/ville-neuf
[19] http://plato.stanford.edu/entries/bodin/
[20]
http://www.wga.hu/tours/gothic/history/ciompi.html
[21]
http://en.wikipedia.org/wiki/Cosimo_de%27_Medici
[22]
http://en.wikipedia.org/wiki/Podest%C3%A0#Italian_history
[23] http://en.wikipedia.org/wiki/Della_Torre
[24]
http://en.wikipedia.org/wiki/House_of_Visconti
[25]
http://en.wikipedia.org/wiki/Francesco_I_Sforza
[26]
http://plato.stanford.edu/entries/machiavelli/
[27] Avignon Papacy,
http://faculty.ucc.edu/egh-damerow/avignon_papacy.htm
[28]
http://en.wikipedia.org/wiki/Great_Schism_of_the_West
[31] Lynn H. Nelson, The Hundred
Years War, 1336-1453,
http://www.vlib.us/medieval/lectures/hundred_years_war.html.
[32]
http://www.britannica.com/EBchecked/topic/124280/Jacques-Coeur
[33]
http://en.wikipedia.org/wiki/Pragmatic_Sanction_of_Bourges
[35] http://www.salt.org.il/legabelle.html
[37] http://www.wars-of-the-roses.com/
[38]
http://en.wikipedia.org/wiki/Star_Chamber
[42]
http://historicaltextarchive.com/sections.php?action=read&artid=321
[43] Donald J. Mabry, Portugal,
Colonizer of Brazil,
http://historicaltextarchive.com/sections.php?action=read&artid=319
[44] http://en.wikipedia.org/wiki/Portugal
[45]
http://en.wikipedia.org/wiki/Swabian_League
[46]
http://en.wikipedia.org/wiki/Benvenuto_Cellini
[47] http://www.wsu.edu/~dee/MA/BYZ.HTM
[48]
http://en.wikipedia.org/wiki/Manuel_Chrysoloras
[49] http://en.wikipedia.org/wiki/Incunable
[50]
http://en.wikipedia.org/wiki/Dante_Alighieri
[51] http://www.greatdante.net/index.html
[52]
http://www.fordham.edu/halsall/source/b8-unam.html
[53] http://en.wikipedia.org/wiki/Petrarch
[54]
http://www.historyguide.org/ancient/boccaccio.html
[55]
http://www.brown.edu/Departments/Italian_Studies/dweb/index.php
[56] http://www.humanistictexts.org/valla.htm
[57]
http://www-history.mcs.st-andrews.ac.uk/Biographies/Brunelleschi.html
[58] a theory that ultimate
reality lies in a realm transcending phenomena (2) : a theory that the
essential nature of reality lies in consciousness or reason .
http://www.merriam-webster.com/dictionary/idealism?show=0&t=1301499535.
[60] For images, see
http://www.wga.hu/frames-e.html?/html/r/raphael/4stanze/1segnatu/index.html.
[61] http://en.wikipedia.org/wiki/Lollardy
[62] Michael A. Mullett, Martin Luther.
Psychology Press, 2004, p. 38.
[63]
http://en.wikipedia.org/wiki/Martin_Luther
[64]
http://en.wikipedia.org/wiki/Consubstantiation
[65] http://en.wikipedia.org/wiki/Bucer
[66]
http://en.wikipedia.org/wiki/Philipp_Melanchthon
[67]
http://en.wikipedia.org/wiki/Schmalkaldic_League
[68] Anabaptist,
http://en.wikipedia.org/wiki/Anabaptist
[69] http://www.loc.gov/exhibits/dres/dres3.html.
The twelve Articles drafted by the Swabian peasants, March 1525, is the best known
manifesto of the Peasants' War of 1524-1526. Relying on the Gospel, the peasants demanded
free election of the clergy, abolition of serfdom, permission to hunt and fish, free use
of the forests, and reduction of their burdens. The document went through twenty-five
printings within a few weeks.
[70] http://www.mennosimons.net/
[71]
http://plato.stanford.edu/entries/wyclif/
[72] Biological science shows that it is the
male who determines the sex/gender of the child. The dissolution of his marriage had to be
on the grounds that it was invalid in the first place and, thus, didnt exist. In
this case Henry had been given special dispensation by the Pope to marry his
brothers widow, something Christianity believed was wrong. His father wanted the
marriage; the Pope wanted Henry VIIs support. The word divorce is used to mean
dissolution.
[73]
http://www.luminarium.org/renlit/cranmerbio.htm
[74] Anne Boleyn lost her head in 1536
because of adultery but she had given birth to Elizabeth I. She was a good mistress and
lover but too feisty to be a submissive wife. Henry considered going back to Catherine.
[75] http://en.wikipedia.org/wiki/Five_solas
[77]
http://www.americanpresbyterianchurch.org/life_of_farel.htm
[79] http://en.wikipedia.org/wiki/Philip_Neri
[81]
http://en.wikipedia.org/wiki/Charles_Borromeo
[82]
http://en.wikipedia.org/wiki/Pope_Paul_III
[83]
http://en.wikipedia.org/wiki/Charles_V,_Holy_Roman_Emperor
[84] John Munro, American Treasure and the Price Revolution in Spain,
1501-1650, http://eh.net/node/2741.
[85] Spain, 1492-1598,
http://www.historicaltextarchive.com/sections.php?action=read&artid=321
[86]
http://en.wikipedia.org/wiki/Battle_of_Lepanto
[87] Huguenots,
http://en.wikipedia.org/wiki/Huguenot
[88] http://en.wikipedia.org/wiki/Parlement
[89]
http://en.wikipedia.org/wiki/Henry_III_of_France
[90]
http://www.historyguide.org/earlymod/nantes.html
[91]
http://www1.umassd.edu/euro/2005papers/harrison.pdf
[93]
http://historicaltextarchive.com/books.php?action=nextpre&bid=51&pre=2
[96]
http://www.strategos.demon.co.uk/tywhome/Breitenfeld.htm
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